How FTEN Risk Solutions Could Have Prevented the May 6 Market Plunge
If you are following the U.S. market plunge story, please keep us in mind. FTEN provides real-time, cross-venue trading risk solutions. We would be happy to provide any background you may need on how our technology is used to prevent these kinds of erroneous trades. More Info
SEC Large Trader Proposal:
The SEC proposed that large traders be required to identify themselves to the Commission, which will assign each trader a unique identification number (LTID). Large traders include firms whose transactions in exchange-listed securities equal or exceed two million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month.
FTEN’s solutions have a flexible design that allows us to easily adapt to the data format changes introduced as a result of new regulatory requirements. FTEN will stand ready to accept new tagging on buy-side customer order flow or to meet new compliance reporting requirements arising out of the proposed rule.
SEC Market Access Proposal:
On March 29, 2010 FTEN submitted a comment letter to the SEC in response their proposed rule for Risk Management Controls for Brokers or Dealers with Market Access. Click here to read our letter. And Click here to read our Summary of the proposed rule.
If you are following the U.S. market plunge story, please keep us in mind. FTEN provides real-time, cross-venue trading risk solutions. We would be happy to provide any background you may need on how our technology is used to prevent these kinds of erroneous trades. More Info
SEC Large Trader Proposal:
The SEC proposed that large traders be required to identify themselves to the Commission, which will assign each trader a unique identification number (LTID). Large traders include firms whose transactions in exchange-listed securities equal or exceed two million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month.
FTEN’s solutions have a flexible design that allows us to easily adapt to the data format changes introduced as a result of new regulatory requirements. FTEN will stand ready to accept new tagging on buy-side customer order flow or to meet new compliance reporting requirements arising out of the proposed rule.
SEC Market Access Proposal:
On March 29, 2010 FTEN submitted a comment letter to the SEC in response their proposed rule for Risk Management Controls for Brokers or Dealers with Market Access. Click here to read our letter. And Click here to read our Summary of the proposed rule.
The FTEN booth was a hit at SIFMA Financial Services Technology Expo 2010!
FTEN Goes All Out on Their SIFMA Booth Every Year with Crazy Movie Themes
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High-Frequency Trading Leaves Big Footprint at SIFMA Tech Expo
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Is FTEN for Real?
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FTEN Goes All Out on Their SIFMA Booth Every Year with Crazy Movie Themes
More Information
High-Frequency Trading Leaves Big Footprint at SIFMA Tech Expo
More Information
Is FTEN for Real?
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